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The Section That Makes a Directed Trust Work

The trustee need not watch the director. The director need not watch the trustee. That is the design, not an oversight.

Section 736.1411 removes the monitoring duties that would otherwise defeat the point of splitting a trustee’s role.

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Quick Overview

No duty to monitor, inform, or advise

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Below, we walk through the 4 issues that decide whether this is the right move for you. Jump to any one.

  1. No monitoring Neither side must watch the other.
  2. No second guessing No duty to say how you would have acted differently.
  3. No good deed penalty Doing it once creates no continuing duty.
  4. A default The trust can provide otherwise.

That’s the quick version. The details below are what decide your situation, and where the costly mistakes hide.

Why the section exists

A directed trust divides authority. A trust director decides something, and the trustee carries it out. If the trustee also had to supervise the director, the division would be a fiction and the trustee would be carrying the whole risk anyway, which is precisely what the arrangement was meant to avoid.

So the Act removes the duty.

(a) A trustee does not have a duty to:

1. Monitor a trust director; or

2. Inform or give advice to a settlor, beneficiary, trustee, or trust director concerning an instance in which the trustee might have acted differently from the trust director.

Section 736.1411(1), Florida Statutes.

Subsection (2) is the mirror image for a trust director in relation to a trustee or another director.

Notice how far the second limb goes. It is not only that the trustee need not watch. The trustee need not tell anyone that it would have done things differently. A corporate trustee that thinks the director’s investment direction is poor has no statutory duty to say so, to the beneficiaries or to anyone else.

This is the provision a beneficiary will like least, and it is the one that makes the structure work. We would rather say that plainly than let a reader discover it after something has gone wrong.

The no good deed clause

By taking an action described in paragraph (a), a trustee does not assume the duty excluded by paragraph (a).

Section 736.1411(1)(b), Florida Statutes. Paragraph (2)(b) says the same for a trust director.

This is short and it is well judged. Without it, a trustee who once raised a concern would face the argument that it had assumed a continuing duty to monitor, and the safe course would be to say nothing ever.

The article by the Act’s drafting chair states the point.

The provision does not bar a trustee or trust director from doing any of the foregoing, and if done, the actor does not assume a duty to continue to do so in the future.

Rubin and Rubin, The Florida Bar Journal, March/April 2022.

Volunteering is permitted and costs nothing. A trustee that spots a problem may raise it, once, without buying an obligation.

It is a default, and that is the drafting point

Both subsections open with unless the terms of a trust provide otherwise. A settlor who wants a monitoring duty can create one.

That is worth knowing on both sides of the table. If you are creating a directed trust and want the corporate trustee to keep an eye on a family member holding a power of direction, the statute will not do it for you and the instrument must say so. If you are a beneficiary asking why nobody noticed, the first question is whether the trust displaced this default.

How it fits with the rest of the Part

The section is drafted as an override and names what it overrides. Subsection (1) operates notwithstanding section 736.1409(1), the directed trustee’s duty to take reasonable action. Subsection (2) operates notwithstanding section 736.1408(1), the trust director’s fiduciary duty.

So the reasonable action duty survives, and the fiduciary duty survives, but neither carries a monitoring obligation with it.

Read this alongside section 736.141, which is its counterweight. That section requires trustee and director to provide information to each other where it is reasonably related to the other’s powers or duties, and both of its duties are expressly subject to this section. The result is a deliberate settlement, a duty to share what you have, and no duty to go looking.

No court has construed this section

Our review found no citing decision, on a Florida court filter and nationwide, at every precedential status.

The question that will eventually be litigated is visible in the text. The trustee owes no duty to monitor, but under section 736.1409(1) it must take reasonable action to comply, and under section 736.1409(3) it must determine whether a direction is within the director’s power. Working out where the scope check ends and prohibited monitoring begins is the live problem, and this section does not answer it.

The 2022 amendment to this section came in a reviser’s bill, so it is technical rather than substantive.

Something went wrong and nobody flagged it

Whether anyone had a duty to notice depends on this section and on what the trust says.

Frequently Asked Questions

Does a Florida trustee have to monitor the trust director?

No, unless the terms of the trust provide otherwise. Section 736.1411(1)(a) says a trustee does not have a duty to monitor a trust director, or to inform or advise a settlor, beneficiary, trustee or trust director about an instance in which the trustee might have acted differently from the director.

Does it work both ways?

Yes. Subsection (2) says the same of a trust director in relation to a trustee or another trust director.

What if a trustee speaks up anyway?

It does not create a duty. By taking an action described in the paragraph, a trustee does not assume the duty excluded by the paragraph. The same provision appears for trust directors.

Why is that important?

Because without it, a trustee who raised a concern once would risk being held to a continuing duty to keep raising them. The provision removes the disincentive to speak up.

Can a settlor require monitoring?

Yes. Both subsections open with unless the terms of a trust provide otherwise, so a settlor who wants the trustee to watch the director can say so in the document.

Has a court applied this section?

No. Our review found no citing decision in Florida or nationwide.

Common Situations

A director made a poor decision. The trustee had no statutory duty to monitor or to warn.

The trustee raised a concern once. That does not create a duty to keep doing it.

You are drafting a directed trust. If you want monitoring, the instrument must say so.

You want information from the trustee. Section 736.141 is the counterweight to this section.

Sources of Law


Updated on August 16, 2026. Reviewed by Kevin D. Klagge, Esq., Fla. Bar No. 99502. Attorney Kevin Klagge represents families, businesses, and international clients in estate and tax planning, business structuring, and international law, with a focus on Florida legal tools. He litigates estate and business issues in court. General information about Florida law and published court decisions, not legal advice, and no attorney-client relationship is created. Reading this page does not make us your lawyers. Please do not send confidential details until we have connected.

Talk through a directed trust problem

Bring the instrument. Whether it displaced this default is the first thing to check.